CRISTO RAUL. READING HALL THE DOORS OF WISDOM |
THE HISTORY OF THE POPES |
THE LIFE AND TIMES OF POPE GREGORY I THE GREAT. A.D. 540 – 604
BOOK I. CHAPTER VII.
THE LOMBARDS, 574-590
WHILE Gregory was going through his training in the
monastery and at Constantinople, the affairs of the Lombards had not, on the
whole, been prospering. After the assassination of King Cleph, there was an
interregnum for ten years. Cleph's son Authari was a
minor; and the rivalries of the Lombard dukes prevented their electing one of
their own number either as regent or as king. Accordingly, for a period of ten
years, each of the thirty-five dukes administered his own strip of territory according
to his own liking, and without being held accountable to any superior
authority. Of these thirty-five the highest in rank was Zaban, duke of Pavia,
who took the lead in the joint deliberations and expeditions of the chieftains;
six others were pre-eminent, viz. Wallari, duke of
Bergamo, Alichis of Brescia, Euin of Trent, Gisulf of
Friuli, Farwald of Spoleto, and Zotto of Benevento.
The names and localities of the remaining twenty-eight are not given in our
authorities, but the dukedoms probably corresponded approximately with the
principal episcopal towns of conquered Italy.
Of the military operations during these ten years we
have but scanty information. On the death of Pope John the Third,
communications between Rome and Constantinople were apparently cut off, so that
some months elapsed before the vacant bishopric could be filled. In the time of
Benedict the First the Lombards swept over the whole of Italy. The invasion
coincided with a severe famine, and many fortified places which had hitherto
held out for the Empire were compelled by hunger to capitulate. Rome itself was
in danger, but the Emperor Justin relieved the distress by forwarding large
consignments of corn from Egypt. On the death of Benedict, again, Rome was in a
state of siege, and Pope Pelagius the Second was consecrated without receiving
the Imperial ratification of his election. Italy was being devastated by
Lombard raiders, and an extraordinary rainfall caused unexampled mortality.
Moreover, about the year 579, Farwald, duke of
Spoleto, captured Classis, the wealthy port of Ravenna, stripped it of its
treasure, and left a Lombard garrison in occupation. One would have imagined
that such a calamity would have roused the Imperial Government to take vigorous
action; but absolutely nothing was done. Longinus, acting possibly on
instructions from the Emperor, confined himself to a policy of passive
resistance. The embassies sent from Rome to Constantinople in 577 and 579
accomplished nothing material. The Government, absorbed in other interests, and
unable to bear the cost of a war of reconquest, encouraged the loyal cities of
Italy to stand firm, but submitted calmly to the loss of the rest.
But while the Imperialist cause lost ground, the
Lombards, on their side, threw away a magnificent opportunity. Had the dukes
during this period been able to come to an agreement and act in concert, it is
probable that they might, with very little difficulty, have completed the
conquest of the whole of the Italian peninsula. If a single duke, unaided,
could plunder a town only three miles from Ravenna, and reduce Rome itself to
the greatest extremities, it is surely not unreasonable to suppose that a compact
confederacy of chieftains could have extinguished the last sparks of
resistance, and driven the Imperial officers and troops clean out of the
country. In this way there might have been established, on the firm foundation
of an undivided Italy, a Lombard Empire, equal if not superior in strength to
the Empire of the Franks. Unfortunately, the Lombard dukes were unable to rise
to the occasion. Instead of concentrating all their forces for the systematic
subjugation of the country, they remained isolated in their little
principalities, prosecuting a petty, ineffectual warfare against their
immediate neighbours, and avoiding one another with
jealousy and distrust. Moreover, what was even worse than this, when on rare
occasions they did, to some extent, unite their forces, it was only for the
purpose of carrying on a series of irritating and futile campaigns against the
Franks. The senseless folly of this policy need not be pointed out. The Franks,
who should have been conciliated in every way, were needlessly exasperated; the
prestige of the Lombards suffered; the valleys of Aosta and Susa, on the Italian side of the Alps, were lost entirely, while all the
Lombard conquests were laid open to the danger of reprisals and invasions on
the part of the people who had been so foolishly provoked. The blundering dukes
not only failed to crush the enemies at home, but they went out of their way to
excite the hostility of a dangerous neighbour—a
hostility which the Emperor by bribes, and the Pope by admonitions, did their utmost
to encourage.
Before long, even the dukes themselves began to
realize their mistake. Their old foes the Romans, and their new foes the
Franks, were coming to an understanding. The subject population of the
conquered provinces of Italy, cruelly oppressed during the years of the
interregnum, were eager to cast away the hated yoke. Their own forces were
becoming increasingly disorganized. It was evident to all that, unless
something was quickly done, the Lombard kingdom was doomed. Accordingly, in the
spring of 584, the dukes met in council, and determined by common consent to
revert to monarchical government. They elected as their king, Authari, son of
the murdered Cleph, contributed half their possessions for his maintenance, and
gave him the title Flavius, "which praenomen," says Paul, "was
auspiciously adopted by all the succeeding Lombard kings." In this way the
dukes hoped to make up for the blunderings of the last ten years, and to
recover the ground which they had lost. But the great opportunity had been
missed, and it never returned; the dream of a united Lombard Italy was never
destined to be realized.
Flavius Authari was a prudent and vigorous young man,
and he set to work with spirit to repair, as far as possible, the effects of
the late misrule. The senseless invasions of Gaul were stopped; strenuous
efforts were made to overcome the resistance of the Italian loyalists; the
Lombard dukes were kept together and in a sort controlled; and the lot of the
conquered population was rendered more endurable. Nevertheless, the king's
position was one of great embarrassment. The hostility of the Franks, fanned by
Imperial flattery, and by urgent appeals from the Pope, was a grave menace to
his government. And at this very time, moreover, the Imperialists in Italy
awoke into greater activity. In 584 or 585 the lethargic Longinus was recalled.
The new Exarch was one Smaragdus—a vehement man, with a streak of madness in
him, but a brave soldier and careful organizer, determined to make a name for
himself by successful operations against the Lombards. The old policy of
passive resistance by no means satisfied the new Governor. As carried out by
Longinus, that policy, had been a conspicuous failure; Smaragdus, therefore,
was all in favour of offensive measures. Between the
Franks on one side, and the Exarch on the other, the crown of King Authari
seemed in serious jeopardy.
When Smaragdus arrived in Ravenna, he found everything
in great confusion. Time was imperatively needed to concert a scheme of action
and make preparations. He therefore proposed to Authari to conclude a three
years' truce, and the Lombard king, for his part, was not unwilling to fall in
with the proposal. Hence it was not till 587 that hostilities recommenced. In
this year, Euin, duke of Trent, swooped down upon the province of Istria, burnt
and pillaged far and wide, and finally concluded a truce for one year with the
Exarch, and so returned with immense booty to King Authari. On the other hand,
Smaragdus was not without a triumph, for, by the help of a renegade Lombard
duke, named Droctulf, he recaptured the harbour of Classis, which nine years before had been taken
by Duke Farwald. The energetic Exarch would doubtless
have done more, but, unfortunately, a violent attack of his malady necessitated
his recall in 589. His energy and capacity, however, were recognized by the
Government, as is proved by the fact that a few years later his appointment was
restored to him.
In the spring of 590 a terrible danger menaced the
Lombard state. For some time past a friendly understanding had been growing up
between the kings of the Franks and the Byzantine Emperor. The Emperor hoped,
by adroit flattery and liberal bribes, to induce the warlike barbarians to
support his cause in Italy, while the Franks, on their side, flattered by the
friendship of the Roman potentate, and greedy for his subsidies, were not
unwilling to pay off their old debt against the Lombards, and at the same time
to gratify the wishes of so powerful and wealthy an ally. Thus negotiations
were entered upon between the powers with a view to joint operations in Italy
for the advantage of both. In 584 (as I have noticed in the previous chapter)
the Austrasian king Childebert, for a consideration of fifty thousand solidi,
made a demonstration against the Lombards, but withdrew from Italy on the
receipt of a huge ransom. The following year another expedition crossed the
Alps, but this likewise proved abortive. In 588 Childebert, who had a special
reason for wishing to conciliate the Emperor, equipped a third army, which,
however, was so signally defeated by Authari, that only a few stragglers
succeeded in getting home again in safety. These early invasions seem to have
been carried through, strangely enough, without any co-operation or assistance
from the Imperial troops in Italy; and the result of them was practically nil.
In the year 590, however, an ingenious and elaborate scheme was carefully
prepared. It was arranged that Childebert should send out yet another
expedition on a larger scale than any of the preceding, and that the Exarch
should co-operate from Ravenna. A junction between Franks and Romans was to be
effected, and the combined forces were to storm Pavia, seize the person of King
Authari, and exterminate the Lombards. The plan thus matured was a good one,
and provided that the co-operating armies acted their parts loyally, there was
every reason to believe that it would be crowned with complete success.
The Exarch Romanus (the successor of Smaragdus) opened
the campaign in brilliant fashion by taking by assault the cities of Modena,
Altino, and Mantua. Scarcely were these prizes won than a huge Frank army,
officered by twenty dukes, burst through the passes of the Alps and poured
itself into Italy. The invading host was originally split up into three
divisions, led respectively by the generals Olo, Audovald,
and Chedin. Olo, however, marched his division to Bellinzona, and, while besieging the place, was killed by a
javelin hurled from the walls; immediately after his death his men broke up the
siege and joined their comrades. Thus the three divisions very early in the
campaign became reduced to two. Of these one led by Audovald and seven dukes moved southwards and laid siege to Milan; the other, under Chedin and thirteen dukes, pressed on in an easterly
direction towards Trent.
For the Lombards the situation was critical in the
extreme. It was impossible for them with any prospect of success to engage in
open battle with these vast hordes, who were besides supported by the troops of
the Empire. The only hope of salvation lay in holding the towns and allowing
the enemy to devastate the country till they became weary and so disposed to
consider terms of peace. Authari accordingly shut himself up in Pavia, and the
rest of the dukes retired to well-provisioned fortresses and awaited the turn
of events. Their policy was amply justified by the issue of the war.
The movements of Audovald are somewhat obscure. We hear of a skirmish by the River Tresa, wherein a
Lombard champion was overthrown and a Lombard army put to flight. There is a
story, too, that messengers arrived from the Exarch, announcing that within
three days the Imperial troops would effect a junction with their Frank allies,
and would fire a villa on a conspicuous hill as a signal of their approach. For
six days the Franks waited watching vainly for the curling smoke. Then,
believing that Romanus, on whose support they had counted, had met with some
disaster, and finding themselves unable to capture any town, they struck their
camp and returned ingloriously home.
Meanwhile the other division under Chedin moved slowly up the valley of the Adige towards Verona. A few towns surrendered
to them—ten in the valley of the Adige, two in the Valsugana,
and one near Verona. In most cases the inhabitants had received Chedin’s sworn assurance of good treatment; but the
faithless Frank disregarded his oaths, and carried all the people into
captivity. When the invaders reached the stronghold of Verruca, a place to the
west of Trent, they were met by two bishops, Ingenuinus of Seben,
and Agnellus of Trent, who came to intercede for the dwellers in the town. Even Chedin was impressed by the appeal of the brave
churchmen, and consented to accept ransoms varying from one solidus to six
hundred solidi per head. He then pressed on as far as Verona; but at this point
he was compelled to stop. The troops could no longer bear up against the
effects of the Italian climate. Dysentery mowed them down by thousands, and the
sufferings caused by disease were aggravated by the pangs of hunger. A retreat
was determined upon and commenced, but famine and pestilence still accompanied
the army. In countless numbers the soldiers perished on the road; many gave all
that they had, even their very arms and clothes, to procure bread; some ended
their sufferings by a voluntary death. Of all the vast army a mere
remnant—gaunt, famine-stricken, and half naked—succeeded in regaining the
mountain barrier, and vanished away across the snows, leaving the Lombards and
Romans to fight out their quarrel as best they might, without further aid or
hindrance from beyond the Alps.
Thus the great invasion came to nothing. Except for
the desolation of the Italian plains, it had no important effect. The country
was of course frightfully ravaged, farms were burnt, crops destroyed, and men
and women carried into captivity; but no important city was taken by the
Franks, no important battle was fought, no serious damage inflicted on the
Lombard interests. King Authari and his treasures remained safe in Pavia, and
the dukes, sheltered behind their strong walls, had been able to defy the enemy
with impunity. No one, indeed, had suffered much save the unfortunate Roman
peasant population, who, equally with the Lombards, were treated as enemies by
their nominal defenders. In short, the Franco-Roman project for the liberation
of Italy was a prodigious failure, and it may well be asked—Whose was the
fault? The Exarch, of course, laid all the blame on the Frank generals, who
allowed themselves to be diverted from their main object by their lust of
plunder; the Franks, on the other hand, put down their failure to the
unpunctuality of Romanus. Probably both causes contributed to the disaster.
But, however this may be, the great danger which overhung the Lombard state
rolled harmlessly away. A peace was soon afterwards concluded between the
Lombards and the kings of Burgundy and Austrasia; and it was many a long year
before another Western army came defiling through the Alps to trouble Italy.
But although Authari was successful in repelling the
Frank invasion, he nevertheless suffered some serious reverses at the hands of
the Imperialists. In addition to Modena, Altino, and Mantua, Romanus succeeded
in reclaiming for his master the important towns of Parma, Reggio, and
Piacenza. In the duchy of Friuli also, where Gisulf, son of Duke Grasulf, favoured the Imperial cause, he made a profitable
incursion. But the retreat of the Franks necessarily put an end to the Exarch's
triumphs, and before very long all the conquered cities reverted to the
Lombards.
We ought not here to pass over without notice a
domestic event in the life of Authari, which became by-and-bye of considerable
political importance. This was his marriage in 589 with the celebrated
Theudelinda, a princess of Bavaria. The Lombards had a pretty story of the
king's wooing, which is retailed by Paul as follows. Authari, wanting a wife,
had first sent to King Childebert to request the hand of his sister Chlodosinda. Childebert accepted the proposal, but
afterwards went back on his word and gave the princess to Reccared of Spain. Then Authari sent an embassy to Garibald, king of the Bavarians,
asking for an alliance with his beautiful daughter Theudelinda, whose sister
was already married to the powerful Euin, duke of Trent. Garibald was pleased
with the idea of the marriage, and readily gave his assent. The young king,
however, was anxious to judge for himself of the beauty of his betrothed. He
accordingly selected a few followers whom he could trust, with an older man as
apparent chief, and went in their company incognito to the Bavarian court. The
second embassy was cordially welcomed by Garibald. The old lord who played the
part of leader first made a complimentary speech, and then Authari himself
stepped forward in the assumed character of ambassador, and explained that he
had been commissioned by the king of the Lombards to look upon the face of the
betrothed princess and make a report of her beauty. The unsuspecting Bavarian
caused Theudelinda to be summoned, and Authari was enchanted with her
loveliness and grace. "Truly your daughter is well worthy to be our
queen," said he to Garibald; "fain would we now receive at her hand a
cup of wine, even as we hope that we shall often do hereafter." So
Theudelinda, at her father's command, brought a goblet and offered it first to
the old lord and next to Authari. The king swallowed a draught, and in
returning the cup, without being observed by any, he caught the fingers of the
princess, and, while he made a low reverence, drew them over his face from the
forehead downwards. When the audience was over, blushing Theudelinda told her
nurse about the strange incident. "Assuredly," said the old woman,
"he must be the king your suitor, else would he never have dared to do
this. But let us be silent on the matter, that your father hear not of it. For
verily he is a comely man, worthy to be a king and to marry you."
Meanwhile handsome, yellow-haired Authari was on his way homewards, accompanied
by an escort of honour which Garibald had sent to
conduct his guests in safety to the frontier. When the boundary of Noricum was
reached, and the Lombards were about to cross on to Italian soil, the king
suddenly raised himself to his full height, whirled his battle-axe, and with
incomparable dexterity sent it crashing into the trunk of a tree, crying as he
did so, "Such is the blow that King Authari is wont to strike." Then
the king and his people set spur to their horses and galloped away.
Soon after this King Childebert sent an army against
Garibald, and, as seems probable, deposed him, setting one Tassilo in his
place. Theudelinda with her brother Gundwald escaped
into Italy, and sent a message to Authari, announcing her arrival. Then the
king came with a great train and met his betrothed on the plain of the Lago di
Garda, near the city of Verona. And in this town, on the 15th of May 589, the
marriage was celebrated with great rejoicing.
Such is the story of the wooing and wedding of
Authari, based, no doubt, on fact. There is one other story told of this
prince, which is better known perhaps, but less credible. "It is
reported," says Paul, "that the same king marched through Spoleto and
Benevento, and conquered all that region, penetrating even to Reggio, the
extreme town of Italy, over against Sicily.
Here it is said, rising amid the sea-waves was a
certain column, to which Authari drew near on horseback, and driving his lance
against it, exclaimed, 'Thus far shall come the boundaries of the Lombards.'
And this column is said to have remained standing to this day, and is called
the Column of Authari." This legend can scarcely be regarded as
historical. Like the story of Alboin's climb up the Monte del Re, it is
probably merely a popular explanation of a puzzling local name.
On the 5th of September in the year 590—two days after
Gregory was consecrated Pope—King Authari died in the flower of his age at
Pavia, having reigned only six years and a few months. There was a suspicion of
poison, but of this nothing certain seems to have been discovered. Since
Authari left no heir, there was some danger of another interregnum. Experience,
however, had taught the dukes a lesson, and they made no fresh attempt to do
without a king.
It will be convenient at this point to take a brief
survey of Italy, and to give some account of the political conditions which
prevailed therein at this moment.
Italy was divided into two parts, one of which still
belonged to the Empire, while the other had been taken by the Lombards. Each of
these parts, the Roman and the Lombard, consisted of three groups or sections—a
northern group, a central group, and a southern group.
The principal Roman possessions may be reckoned as
follows:—(1) In the north, Istria, Grado, the Venetian coast, maritime Liguria,
and the towns of Padua, Mantua, Monselice, Cremona,
Piacenza, Parma, Reggio, and Modena belonged to the Empire in 590. To these we
must add the Exarchate of Ravenna and the Decapolis, which last consisted of
the maritime Pentapolis—the cities of Rimini, Pesaro, Fano, Sinigaglia,
and Ancona—and the inland Pentapolis—the cities of Jesi, Gubbio, Cagli, Fossombrone, and Urbino.
(2) In the centre the Roman possessions included the
city of Perugia, and the so-called Ducatus Romae, a district which stretched from Todi and
Civitavecchia on the north to Gaeta on the south, and included practically the
whole of the province of Latium. (3) The southern group comprised Naples, with
a small surrounding territory, Sipontum on the East
coast, Paestum and Agropoli isolated on West coast,
the two provinces of Calabria and Bruttii, and the
islands of Sardinia, Corsica, and Sicily.
The Lombard territory falls in the same way into three
divisions:—(1) In the north the Lombards possessed all the land except that
mentioned above as belonging to the Empire. It was divided up into royal domain
and a number of small duchies. Its centre was the
city of Pavia, the seat of the Lombard kings. The function of the Lombards of
this group was to guard against incursions of Franks, Avars, and Slaves, and to
harry the territory of the Exarchate on its north and western frontiers. (2) In
the centre was the powerful duchy of Spoleto, which
menaced the Pentapolis on the north and the Roman territory on the west. (3)
South was the duchy of Benevento, constantly encroaching on the Imperial
possessions in Campania and on the south-eastern boundaries of the Ducatus Romae. The two duchies of
Spoleto and Benevento tended to fall away from the rest and to become
increasingly independent of the Lombard monarchy at Pavia.
As will appear from the above enumeration, the
Lombards were masters of the interior of the country, while the Roman territory
was situated on the sea-coast or by navigable rivers, Perugia being the only
important exception to this rule. The Romans were still supreme upon the sea,
and so long as their ships had access to a town, the place was able to hold
out. Had the Lombards been wise, they would have devoted their energies to
fitting out a fleet strong enough to overcome the Romans on their own element. The
Imperial cities in Italy would thus have been deprived of their chief support,
and must sooner or later have capitulated. But this obvious course never seems
to have suggested itself to the Lombard dukes; at any rate, it was never put
into effect.
We must now briefly consider the political conditions
which prevailed in this divided country; and in doing so it will be best to
deal first with the Lombard Italy, and then with those parts of Italy which yet
remained in the hands of the Romans.
Lombard Italy.
The Lombards themselves were still in a rude state of
civilization. Their appearance, as described by Paul, was not prepossessing.
Wild-looking, shaggy-bearded men were they, wearing their hair close-shaven at
the back, but parted on the forehead and hanging down over their cheeks in long
locks. They wore loose linen garments with coloured borders, after the fashion of the Anglo-Saxons, and were shod with laced-up
sandals. As regards their character, they were greedy, passionate, given to
intoxication, and proverbially fierce in disposition, yet not entirely
destitute of chivalry and generosity. In religion they were Arians—when or by
whom converted, we know not. Some of them, however, or at any rate some of the
tribesmen who came with them into Italy, were still pagan. We hear vague rumours of sacrificial meats and of the adoration of the
head of a she-goat with accompaniment of barbaric chant and dance; and there
are clear accounts of the sacking and burning of churches and monasteries—Monte
Cassino among the rest—of the torture and murder of monks and solitaries, and
of massacres of the Catholic clergy. It is evident that the Christianity of the
Lombards did not prevent their putting Roman Christians to the sword when
anything was to be gained by it. On the other hand, there appears to have been
little strictly religious persecution of the Catholics, and there are
indications that the inhumanity of the conquerors has been in some degree
exaggerated.
Their political organization was imperfectly
developed. The institution of kingship was not as yet felt to be necessary, nor
was it hereditary. The kings, chosen for their noble ancestry and personal
qualities, had comparatively little influence, and in many cases came to a
violent end. They were sturdy warriors, well suited to lead their people on
plundering expeditions and to adjust the tribal disputes, but ignorant of the
rudiments of statecraft. Had Alboin or Authari been gifted with a fraction of the
genius of a Theodoric or a Genseric, the whole course of Italian history would
have been different.
As for the thirty-five dukes, they were rough, unruly
chieftains, elected originally on account of their conspicuous valour, but tending to become hereditary feudal lords,
somewhat after the manner of the aristocratic despots of the Middle Ages. As
yet they were still mere soldiers, having their headquarters in their ducal
towns, and supporting themselves partly by marauding expeditions and partly by
the tribute exacted from the subject population. Tumultuous, ungovernable men,
always engaged in murderous feuds engendered by their mutual rivalries and
antagonisms, they were the principal cause of weakness to the Lombard monarchy
and the chief obstacle to the consolidation of the power of the nation.
What chiefly concerns us here, however, is the state
of the conquered Romans who remained on Lombard territory. This subject has
been repeatedly discussed with widely different results. Some have maintained
that the Romans were reduced to a condition of absolute servitude; others, oh
the contrary, have held that in Italy, as in Gaul and Spain, the subject people
retained their liberty, their laws, their municipal institutions, and part at
least of their property; and between these extreme views almost every possible
form of compromise has found an advocate. Nor are such differences of opinion
altogether surprising, since the data for forming a judgment are meagre and
insufficient. The history of the Lombards was written at least two centuries
after the conquest, the materials which the historian had to work on were
evidently scanty, his account of important events and even of whole reigns is
often extremely brief and defective, and his object was simply to relate the
most striking facts of which he possessed a record, without particularly
concerning himself with the laws or political institutions of the people. These
deficiencies of Paul, moreover, cannot easily be supplied from other sources.
Gregory the Great has little which bears directly on the subject, the monastic
biographies of the seventh century have still less, and the series of legal
documents which throw so much light on the social condition of Italy in
subsequent times are of doubtful value for the period now under consideration.
Nor, again, can we argue with any confidence from the analogy of other
countries, because the circumstances of the Italian conquest were very
different from those of the conquest of Gaul, Spain, or Africa. In Gaul and
Spain we may say, roughly, that the struggle with the Romans was soon over,
and, the whole, or almost the whole of the country having become subject to the
conquerors, there was little reason to apprehend a revolt of the Roman
population; in Italy, however, owing to the partiality of the conquest, the
danger of disaffection within Lombard territory was serious, and the escape of
fugitives was rendered easy. So again in Africa the relation between the
conquered population and the Vandals was clearly embittered by religious
differences; but of this bitterness there is scarcely any trace in Lombard
Italy. Thus, for want of definite and authoritative guidance, we are compelled
to fall back on the hypotheses, more or less brilliant, of modern German and
Italian scholars. To give a full account of these conjectures, however, would
require a separate treatise. It seems best to me, therefore, to make no attempt
to recapitulate the views of the authorities, but to confine myself simply to
the theory which appears to account most satisfactorily for the facts.
In the first onset of the invasion the Lombards seem
to have had little respect for the property or persons of the unfortunate
Romans. When a barbarian had a fancy for a possession, he was accustomed simply
to kill the owner and take the coveted object without more ado. Thus, as was
natural, the wealthy suffered terribly. In the time of Cleph we read that
"many Romans of distinction were either put to the sword or expelled from
Italy": and during the interregnum the persecution of the aristocracy
continued. This was the period of the terror. Cities were depopulated,
fortresses destroyed, churches burnt, monasteries and nunneries reduced to
ruins, and the trembling Romans expressed their candid opinion that the end of
all things was at hand. But even wholesale murder and depredation could not go
on forever. Though the Lombards had made away with the wealthy Roman
landowners, there remained thousands of small proprietors, farmers and
peasants, with whom it was necessary to come to an arrangement. This remainder,
then, so Paul tells us, was divided up among the Lombard chieftains (ironically
styled their "guests"), to whom they were made tributary, being
compelled to pay over one-third of the produce of their holdings. With the
reestablishment of the monarchy the position of the Roman population remained
substantially the same, though the incidental hardships of their lot were in
some degree alleviated. Paul tells us that, on the accession of Authari, the
dukes contributed half their property for the king's endowment. Whether the
conquered people changed masters or not is uncertain; but it is clear that they
still had to pay the tribute as before. It does seem, however, that the
authority of their over-lords was less harshly exercised during this period.
"Truly," exclaims Paul, "this was a marvellous fact in the Lombard kingdom: there was no violence, no treachery; no one
oppressed another with unjust exactions, no one despoiled his neighbour; there were no thefts or highway robberies;
everyone went about his business as he pleased in fearless security." A
little consideration, however, will show conclusively that, although the
conquered Romans were more equitably treated under the monarchy, yet they were
very far from the enjoyment of such a Golden Age of peace and comfort as our
historian's lively fancy would delineate.
The arrangement about the tribute appears at first
sight not unlike the famous tertiaram distributio of Odovacer and Theodoric, which,
according to Cassiodorus, had such excellent results in fostering a friendship
between the conquered and their conquerors. But there was one all-important
difference between the Gothic and the Lombard assessment. According to the
former, it was a third of the Roman land which was confiscated, the remaining
two-thirds being left at the absolute disposal of the original owners to hold,
or sell, or give away as they pleased. Thus the owners, when once their third
part had been surrendered, were entirely free and independent. They could stay
and cultivate the remainder of their land, or migrate into the cities, or
retire into monasteries, without hindrance from the Goths. If they chose to
remain, it often happened that local propinquity and community of interest
engendered friendly relationships between the old landowners and the new
settlers, to the advantage and happiness of both. And in this way the Gothic
assessment created no lasting ill feeling between the two races, and was not
generally regarded as burdensome. But the Lombard exaction was very different.
By this arrangement the Italians were compelled to surrender a third part, not
of their land, but of its produce. It is doubtful whether this third was of the
net produce or of the gross produce, but most of our modern historians are now
agreed that the gross produce is meant. In this case the Lombard master carried
off one-third of the total produce of the Roman's soil, leaving two-thirds for
working the farm and supporting the cultivator and his family. Of course, such
an assessment would leave a very narrow margin of profit to the farmer, but
this was, perhaps, the least of the inconveniences of the system. The Roman
proprietor was no longer free; he could no longer migrate at pleasure, or
dispose of his holding, or live on it in idleness. He was obliged to work day
and night, that the tax on which his lord depended might be paid with
regularity. He had become, in short, a serf bound to the soil, and his sole
privilege was that this tax could not be arbitrarily raised.
Now, when we turn to the Lombard Codes, we find, on
the one hand, a curious silence respecting the Romans, called by that name;
but, on the other hand, frequent reference is made to a class occupying a
middle position between freemen and slaves, and known as Aldii.
As compared with the slaves, these Aldii might,
indeed, be called free, but theirs was at best but a nominal freedom. They were
entirely dependent on their lord, their service to him being regulated by
customary law. Though they might possess property, they could not dispose of it
without their lord's permission. In legal matters they were represented by
their lord. The fines for injuring or killing them were paid to their lord, and
through him also were paid the fines for crimes which the Aldii themselves committed. In short, the Aldii appear to
have occupied exactly that position of serfs bound to the soil, to which, as we
have seen, the Romans were in all probability reduced; and it is amid this
oppressed and despised class that we must search for the unfortunate
descendants of those magnificent Quirites who once
had been proclaimed the sovereigns of the world.
The lot of the conquered was undoubtedly a hard one.
We must beware, however, lest we depict their miseries in too lurid colours. As a matter of fact, the Lombards—at any rate
after the re-establishment of the monarchy—appear to have treated the subject
population with no extraordinary harshness. Gregory the Great, indeed, can say
nothing too bad about the despoilers of his country; but Gregory's own letters
furnish us with proof that the Lombard rule was less oppressive than he would
fain make out. Thus we hear of Roman towns entering into negotiations with
Lombard dukes with a view to becoming their subjects; and again of frequent
desertions to the enemy of Roman freemen, soldiers, and ecclesiastics. In
another letter the Pope complains that landowners in Corsica were compelled to
take refuge with the Lombards in order to escape the intolerable burden of
Imperial taxation. From such indications we may conjecture that the lot of the Aldius, though cruel enough, was, at any rate, not worse
than that of the Roman Curialis. Doubtless in the
long run it made little difference to the miserable provincial whether he was
at the mercy of a Lombard chieftain or of the fiscal vampires of the Roman
Empire.
Let us now glance at the political conditions
prevailing in Roman Italy.
Roman Italy.
Imperial Italy, as has been already remarked, was at
this period divided into three local groups, somewhat loosely connected with
each other, and having each as its centre the
principal city of the district. The centre of the
northern group was the city of Ravenna; the centre of
the middle group was the city of Rome; and the centre of the southern group was the opulent city of Naples. The principal official in
the northern group was the Exarch, who resided at Ravenna, and exercised
supreme authority over the whole of Roman Italy. In the central group there was
no resident official of preponderating rank and influence, for the Duke of Rome
did not as yet exist, and though there were always Magistri Militum moving about the district, some of
whom appeared at intervals within the walls of Rome, yet these officers were
not stationary, nor were they of sufficient importance to take the lead in the
administration of the region. Hence, as time went on, the authority of the Pope
increased, and, though the Exarch still continued to be the nominal ruler, the
real power and government of the Roman district passed gradually into the hands
of the Church. Again, the principal official in the southern group was the Duke
of Campania, or, as he is otherwise called, the Duke of Naples, and this
officer, like the Pope, owing to distance and the difficulty of communicating
with Ravenna, tended to become practically independent. Of the islands, Sicily
was under the jurisdiction of an independent Praetor, while Corsica and
Sardinia belonged to the Exarch of Africa.
The administration of Italy at this time is a question
of much difficulty. It was a period of transition. The old order was crumbling,
and the new order was not as yet established. The old military-civil regime was
rapidly giving place to one that was purely military; it was not, however,
completely abandoned, but still persisted in certain districts and in certain
departments of the administration. In the nature of things, of course, that
rigid distinction between the functions of military and civil officers,
instituted by Diocletian and Constantine and confirmed by the Pragmatic
Sanction of Justinian, could not subsist when the tide of the invasion swept
down upon the Italian cities. The military organization then became of supreme
importance. Whole tracts of country were administered according to martial law.
The military commandant assumed the control of affairs, and usurped the powers
which under normal conditions belonged to the civil officials. Nevertheless,
civil officialdom was not abolished. Prefects, Vicars, and Governors of
Provinces existed still; but they were fast vanishing into the obscure
background, and their place was being taken by the military functionaries on
whom the salvation of Imperial Italy in the main depended.
We will deal first with the civil officers of
Justinian's administration. Of these the most important were—the Pretorian
Prefect of Italy, the Prefect of the City, the two Vicars, and the Praesides or Iudices Provinciarum, though these last were already on
the point of extinction. Speaking generally, the function of these dignitaries
in Gregory's time consisted in deciding judicial actions where the parties
concerned were merely private citizens, in transacting financial business,
collecting taxes, providing supplies, and possibly in keeping in repair the
roads and aqueducts. Their sphere of competence had in many respects become
diminished, but in the matters above specified their authority was still
officially recognized.
At the head of the civil organization was the
Pretorian Prefect of Italy, the most exalted of the Italian civil servants of
the Emperor. Over the grandeur of this functionary, Cassiodorus had once waxed
eloquent, finding his prototype in Joseph, vizier of the Pharaoh, while
Eusebius, in a startling comparison, had likened the relation of the Prefect
with the Emperor to that of the Divine Son with His Father. In bygone times the
Pretorian Prefect ranked next to the Emperor's self. He had his official insignia—the
purple mandye, silver inkstand, gold pencase, and car
of honour; and upon his entry all subordinate
officers fell on their knees, if not on their faces, in Oriental adoration. He
had the supreme control of the administration of Italy. The Vicars of the
Dioceses and the Governors of the Provinces were responsible to him, and were
appointed or discharged at his recommendation. As supreme judicial authority,
he was a final court of appeal, "judging everywhere as sovereign
representative of the Sacred Majesty," and possessing the peculiar
privilege of pronouncing sentence, not from a written judgment, but by word of
mouth. As supreme financial authority, again, he was charged with all matters
concerning the collection and distribution of the public revenue, the salaries
of officials, and the commissariat of the troops. It appears that he even
possessed some kind of legislative function, being empowered to issue edicts
and to terminate law-suits without appeal. In short, except in respect of
military concerns, the authority of the Prefect of Italy was well-nigh
unbounded.
By the appointment of an Exarch, however, the
Pretorian Prefect was relieved of many of his responsibilities. In Gregory's
time he had lost altogether his legislative powers, while his administrative
functions, though not entirely abolished, were greatly curtailed. On the other
hand, he still remained the principal minister of finance in Italy, and his
judicial powers were yet considerable. He ranked next to the Exarch, and
enjoyed the special title of “Eminentissimus”,
together with the more general one of “Excellentissimus”. He lived in some
state at Classis, near Ravenna, kept up a large staff of petty functionaries,
possessed considerable influence in the disposal of places and preferments, and
called the civil officials to account, as in the old days. Thus the Pretorian
Prefect was still a personage of consideration, though his power was on the
wane, and before long became entirely absorbed in that of the Byzantine
Governor at Ravenna.
Of the "Most Illustrious",
"Glorious", and "Magnificent" Prefect of the City, I have
already spoken in my account of Gregory’s official life. Here I need only add
that this official continued in existence to the close of the sixth century. To
be precise, he is last heard of in the year 599, when a certain Joannes held
the office; after which there is no mention of the title for nearly two hundred
years. In the last decade of the sixth century the City Prefect retained in his
hands the greater part of the civil administration within the walls, presided
in the courts over the trials of citizens, assisted the Pope in procuring and
distributing the grain supply, and concerted plans of defence with the military officials. His powers, however, had become more and more
limited owing to the encroachments of the Pope on the one side, and of
the Magistri Militum on
the other, and at the time when he disappears from our view he had become
little more than a dignified minister of police, with a criminal jurisdiction.
Subordinate to the Prefects there originally existed
two chlamys-robed Vicars, each with the rank of "Honourable"
(Spectabilis)—one at Rome (Vicarius Urbis), who had
jurisdiction over the ten southern provinces (viz. Campania, Tuscia and Umbria, Picenum Suburbicarium, Sicily, Apulia and Calabria, Bruttii and Lucania, Samnium, Sardinia, Corsica, and
Valeria); and one at Milan, who governed the seven provinces of the north
(Istria and Venetia, Aemilia, Liguria, Flaminia and Picenum Annonicarium, Alpes Cottiae,
and the two Rhaetias). Whether these officers still
existed at the close of the sixth century is doubtful. Gregory, in his
correspondence, once makes use of the phrase “vicarius noster”, which may possibly contain a reference
to the Vicar of the City: he also alludes to finance officials who acted for
the Pretorian Prefect. It is only fair to observe, however, that the phrase “vicarius noster” is
far too ambiguous to serve as the foundation of an argument, and that the
financial representatives of the Prefect may have been merely special officers
employed to levy tribute. Nevertheless, it is not improbable that the Vicars
still existed, though with shrunken dioceses and diminished functions. If so,
the Northern Vicar would have his head-quarters at Genoa, while the Vicar of
the City would continue to reside in Rome. Both would be now occupied chiefly,
if not entirely, with matters of finance.
The Governors of Provinces—the Praesides, or Correctores of
the fourth century, or, as they were called in Justinian's epoch, the Indices Provinciarum—had not quite died out in Italy in
the last decade of the sixth century. We know from Gregory's letters that there
still existed a Index of Campania, resident apparently at Naples. A Index of
Samnium is also mentioned, but this last, owing presumably to the incorporation
of his province into the duchy of Benevento, had retired to Sicily, where he
lived in such poverty that the Pope allowed him an annual pension of four
solidi. We hear also of Iudices at
Ravenna. But it seems that the civil administration of these provincial
governors had passed away, and even their purely judicial functions must have
been greatly limited through the extension of the jurisdiction of bishops and
the growing practice of settling disputes by arbitration. Shorn of their
dignities, the Iudices had become
mere insignificant officials, and we find Gregory himself issuing his
"orders" to one of them in a tone of calm superiority which he would
never have dared to assume towards any political personage of the least
importance. By the beginning of the seventh century the old Governors of
Provinces had completely disappeared, and after that the title Index is applied
to officials only in a general sense.
In the foregoing account I have dealt only with the
heads of the old Italian civil service. The minor civil functionaries need not
be discussed, for these were but administrative agents and continued to
discharge their duties under the direction of the new military masters. Except
for a change in the chiefs of the departments, the ancient system continued
with but little alteration. Taxes must be collected, justice administered, and
finance organized even under military rule, and therefore the army of minor
agents—chartularies, judicial assessors, accountants,
paymasters, chancellors, notaries, and clerks—were active in the accustomed
routine long after the Prefects, Vicars, and Indices had suffered effacement.
As for the latter, they are on the point of disappearing. There was no room for
them in the Rome of the Middle Ages. And though at a later time their classic
titles were in some instances revived, the antique functionaries who once had
borne them were not restorable.
We pass now to the discussion of the military
hierarchy. Like the civilians, the military potentates were ranged in a
carefully graduated scale of rank. Just as, on the one hand, we find Prefects,
Vicars, and Governors of Provinces, so on the other we get, each with their
appropriate dignities and functions,—the Exarch, the Duces and Magistri Militum,
and the Comites and Tribuni. We may briefly consider these officials in
the order of their standing.
Supreme above all, both civil and military, was the
Most Excellent Exarch. Ever since the time of Narses, the Exarch-though not
called by that title before the days of Smaragdus —exercised a viceregal
authority throughout Imperial Italy. As head of the civil service, he
superseded the Pretorian Prefect; as chief of the army, he held all the troops
in Italy at his absolute command. He appointed to all military, and possibly to
all civil, offices. He could make peace or war on his own initiative. The
judicature, the administration, and—at least ultimately—the finances were under
his control. He interfered even with ecclesiastical matters, though he had not
as yet the right of confirming the Papal elections. His power, indeed, over the
lives and fortunes of the Italian subjects was limited only by three things—the
uncertain tenure of his office, the liability to be overlooked and checked by
extraordinary envoys sent from Constantinople, and the right of appeal from the
Exarch to the Emperor. These, however, were but slight limitations to what was
for practical purposes an absolute despotism. The Exarch was dignified by the
title of "Patrician," and not unfrequently held some important post
in the Imperial Household. He resided at Ravenna, where he imitated on a small
scale the elaborate ceremonial of the court at Constantinople. He was addressed
by his subordinates in the language of exaggerated compliment, and his approach
was the signal for Oriental prostrations, from which act of servility even the
highest dignitaries were not exempt. When he made a state visit to any of the
cities, the bishop and all the foremost citizens came out to escort him, and
vied with one another in doing him honour. Endowed
with such great powers and privileges, a capable and resolute Exarch might have
pursued his ambition to almost any lengths, not without lasting effects on the
history of Italy. Curiously enough, however, the early Exarchs were an
inefficient set of men. With the exception of Narses (who did not bear the
title) and of Smaragdus, not one of them gave proof of real ability or
distinction. Surrounded by their cringing courtiers, these magnificent
Byzantine satraps displayed to the world a sorry spectacle of muddle and
mismanagement, and at the same time, by so doing, afforded the Popes a splendid
opportunity of asserting themselves in the sphere of Italian politics. Thus the
ineptitude of the Viceroys was the strength of the Church; and it was no idle
claim that Gregory put forward, when he boldly asserted that he was superior in
rank even to the all-powerful Governor.
Next in dignity below the Exarch came the Duces and Magistri Militum. These two
offices may be here considered together, although it is not strictly correct to
say that the titles are interchangeable. The Dux and the Magister Militum were both of them military officers; but while the
former was a general who at the same time exercised civil administrative
functions over a defined area, the latter was a general pure and simple,
without administrative competence. The Dux was thus a military
lieutenant-governor of the Exarch, in charge of a district; the Magister Militum was merely a commander of a division of the forces.
Hence, while a single district could have but one Dux, there might be as many
as four Magistri Militum stationed within the same ducal area. Such being the strict distinction between
the offices, we nevertheless often find the same person addressed by both
titles; for a Dux might leave his district and serve elsewhere as a Magister Militum, while, conversely, a Magister Militum might undertake the administration of a district in addition to his military
duties, and so become a Dux. Thus the titles were frequently confused, and
often both were applied to the same individual.
In Gregory's letters only two Imperial Duces in Italy
are expressly mentioned—these being named sometimes after the city in which
they had their head-quarters (e.g. Rimini, Naples), sometimes after the
province which they administered (e.g. Campania). We cannot doubt, however,
that of the many Magistri Militum here referred to, some discharged ducal functions. In Istria, for example,
there was a military governor entrusted with the general administration and
directly responsible to the Exarch—that is, in all essential respects, a Dux.
Again, at Oderzo in Venetia there was a certain
"Patricius," whose powers appear to be of the ducal order. So also
the Magistri Militum stationed in important towns like Perugia and Sipontum,
were doubtless in reality Duces, though they were not called by the title. In
the territory of Rome, although we meet with several Magistri Militum in Gregory's correspondence, yet none of them
was known as Dux Romae; nor does it seem probable
that a Magister Militum with ducal prerogatives but
without the title resided within the city walls. It is certainly possible that
the territory beyond the city was administered by one of the Magistri Militum acting in the
capacity of Dux. But this is mere conjecture, unsupported by a shred of
evidence.
The Dux was supreme within the area of his command. He
disposed the troops and controlled the civil officers, dispensed justice,
managed the finances, and interfered even in matters ecclesiastical. He had his
official staff—his chartulary, notary, majordomus, and the rest, and aped the state of the Exarch,
just as the latter aped the state of the Emperor. The Dux, indeed, on a small
scale and in respect of his own district, had a position similar to that which
the Exarch enjoyed in respect of the whole of Italy. He was appointed by the
Exarch, to whom also he rendered his accounts, but he tended more and more to
emancipate himself from the Exarch's authority and to become independent.
Lastly, below the Duces and Magistri Militum rank the Tribuni and Comites. These last titles appear to have been pratically interchangeable. The Tribune or Count was a
military officer with civil powers, appointed by the Exarch to take charge of a
single town, and administer it as Governor. On one extraordinary occasion a
Tribune was sent by the Pope to look after the city of Naples. The position and
influence of these officers, however, in comparison with that of the Duces or Magistri Militum, was insignificant.
I will close this brief account of the political
organization of Imperial Italy with a few remarks upon the survival of the
Roman Senate and of the local Curiae.
First, as to the Roman Senate. "Whatever is the
flower of the human race, the Senate ought to possess it; and as the citadel is
the crown of the city, so should your order be the ornament of all other
ranks." The senatorial ideal, thus expressed by Cassiodorus, can scarcely
have survived in reality after the Gothic War. The Senators who escaped the
Gothic massacres and reassembled in the ancient Roman Senate House, can have
been but a poor remnant of a once august body; and even of these few a
considerable proportion doubtless took advantage of Justinian's permission to
migrate to Constantinople, or to settle in Sicily and elsewhere. Nevertheless,
a small body, reinforced possibly by new members of plebeian extraction, did
reconstitute itself as the Senatus Romanus, and was by Justinian assigned the
function of superintending the weights and measures. Apparently the Senate
still existed in 579, when certain Roman Senators were sent on an embassy to
Constantinople. From this date, however, till 757, when the word "senatus" reappears in documents, history preserves a
profound silence respecting the ancient Curia. From 579 onwards the Senate
appears to have taken no part in any important event. It is not mentioned as
participating even in the Papal elections. During the negotiations between
Gregory and Agilulf, in 599, not a word is said of the concurrence or
interference of the Senate. Among the Papal envoys to Constantinople, Ravenna,
Pavia, or other courts, among the plenipotentiaries appointed to settle affairs
of war or of peace, among the recipients of the charity of the Roman Church,
among Pope Gregory's personal advisers, friends, or correspondents, there does
not appear the name of a single member of the Roman Senate. The venerable
assembly is absolutely ignored. Only in one extract from an unknown chronicler
(repeated by John the Deacon) it is stated that when the images of the Emperor
Phocas and his wife Leontia were brought to Rome, in 603, they were carried
into the great hall of the Lateran, amid acclamations ab omni clero vel senatu." But this
is, to say the least, a very dubious piece of evidence to set against the
significant silence of all historians.
Had, then, the Senate ceased to exist? This is at once
the simplest and most satisfactory way of accounting for the extraordinary
reticence of our authorities. Surely it is incredible that so venerable an
institution, had it continued to subsist even in the form of a mere civic
corporation, should have been so completely ignored. The theory of its
extinction alone explains the reserve of the historians. At the same time, this
theory is rendered the more probable by the positive statements of Agnellus of
Ravenna and Gregory the Great. Of these, the former reports that after the
coming of the Lombards the Roman Senate gradually sank into decay; while
Gregory, in one of his homilies exclaims, "Where is the Senate? Where are
the People? ... All the glory of earthly dignity has expired from the city. All
her greatness has vanished ... Because there is no Senate, the People
perished." This last is admittedly a rhetorical passage. But could Gregory
have spoken thus had the Senate been still flourishing, though only as a
municipal corporation? And would not his words have more point if we imagine
them applied to a venerable institution, which, though possibly not even yet
quite dead, was at least in articulo mortis,
doomed to vanish utterly within the space of a few years? This seems to be the
most reasonable conclusion. The Senate received a death-blow during the Gothic
War. It lingered on, however, for a time—certainly till 579—but about the year
590 it passed away forever. The reappearance of the name in documents of the
eighth century was probably nothing more than the revival of a classic form and
title, associated with the glorious age of Rome, and adopted at a time when
that city had shaken herself free from the yoke of Byzantine despotism. The old
name of dignity was then applied to the Roman aristocracy as a title of honour, but it had no real significance. The ancient
society of the Conscript Fathers was dissolved, and was not reconstituted.
While the Roman Senate thus became extinct, the
municipal constitutions of the Italian towns lasted on well into the seventh
century. The chains forged by Theodosius and Justinian for the wealthy
provincials were too strong to be broken even by such an event as the Lombard
invasion. The unfortunate curiales, condemned by the
Imperial Government to a service that was worse than slavery, were unable, even
in the ferment of Italian affairs, to shake off their oppressive yoke or rid
themselves of their obligations to the Imperial treasury. Gregory himself
acquiesced in their oppression, and debarred from ordination all who were under
liability to the Curia.
In Gregory's correspondence reference is made to at
least two municipal functionaries—the Defensor and the Curator Civitatis. Of these the former is mentioned by Gregory only
thrice. He seems to have exercised judicial functions, and the public causes of
his corporation were entrusted to his care. Records were kept of his judicial
acts and decisions. He held office for two years, and seems to have been the
most important magnate of the Curia. The Curator Civitatis,
called also Major Populi and Patronus Civitatis, is
also referred to by Gregory. This official corresponded somewhat to our modern
mayor. He presided over the Curia, superintended all the municipal affairs of
his town, regulated the markets, provided supplies, and looked after the
interests of the citizens. He was also, it appears, concerned in matters of
local finance. In Gregory's time he was still a person of considerable
influence, and we find the Pope treating with him about making a peace, and
again requesting him to provide a military escort for the wife of a friend.
These officials, however, like the civil dignitaries of higher rank, were being
gradually superseded by the military and ecclesiastical authorities. Though
they continued to discharge their functions within a limited sphere, they can
scarcely have been a very important factor in the life of the provincial towns.
The real forces of the time were the Army and the Church.
I have endeavoured to give
some short account of the political condition of Italy at the close of the
sixth century. This account was necessary for the correct understanding of the
events of Gregory's later life. I now resume the biography of Gregory, taking
up the thread at the year 586, the date of his return to Rome from
Constantinople.
BOOK I. CHAPTER VIII.THE ABBAT
|
||